SR # |
Subject |
SEC
Notice |
File No. SR-EMCC-2004-12 |
Emerging Markets Clearing Corporation ("EMCC") has filed a rule change with the Securities and Exchange Commission ("SEC") pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934 (requesting accelerated approval). The purpose of the proposed rule change is to eliminate unacceptable risk from the continued processing of warrant transactions. |
Rule
Filing Approval Notice (Release No. 34-50202; File No. SR-EMCC-2004-12)
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File No. SR-EMCC-2004-11
Withdrawal: File
No SR_EMCC-2004-11 |
The proposed rule change (which is being made pursuant to Section 19(b)(2) of the Act), will amend EMCC's rules regarding certain requirements applicable to non-domestic members and applicants. |
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File No. SR-EMCC-2004-10
Withdrawal: File
No SR_EMCC-2004-10 |
The proposed rule change (which is being made pursuant to Section 19(b)(2) of the Act) will modify EMCC’s Rules with regard to the methodology used by the Corporation when performing the surveillance/monitoring of its Members. |
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File No. SR-EMCC-2004-09
Withdrawal: File
No SR_EMCC-2004-09 |
The proposed rule change (which is being made pursuant to Section 19(b)(2) of the Act, requesting accelerated effectiveness), will amend the rules of EMCC to permit applicants and Members that are or become subject to a statutory disqualification or order of similar effect to become Members or continue participation in EMCC, so long as the statutory disqualification or order does not create any undue risk to the Corporation. |
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File No. SR-EMCC-2004-08
Withdrawal: File
No SR_EMCC-2004-08 |
The proposed rule change (which is being made pursuant to Section 19(b)(2) of the Act) consists of revisions to EMCC’s Rule 2 (Members) with regard actions EMCC may take against a Member that fails to maintain the relevant requirements of the Rules.
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File No. SR-EMCC-2004-07 |
The proposed rule change (which is being made pursuant to Section 19(b)(3)(A) of the Act) will modify EMCC’s rules regarding ongoing requirements with regard to providing financial reports/documents to EMCC. |
Rule
Filing Approval Notice (Release No. 34-49826; File No.SR-EMCC-2004-07) |
File No. SR-EMCC-2004-06 |
The proposed rule change (which is being made
pursuant to Section 19(b)(3)(A) of the Act), will modify EMCC’s
rules to clarify the form of opinions of counsel required to
be provided to EMCC by applicants.
|
Rule
Filing Approval Notice (Release No. 34-49825; File No.SR-EMCC-2004-06) |
File No. SR-EMCC-2004-05
Withdrawal: File
No SR_EMCC-2004-05 |
The proposed rule change (which is being made pursuant to
Section 19(b)(2) of the Act), will modify applicable EMCC Rules
to make clear that where Non-U.S. applicants/Members conduct
business in a currency other than U.S. dollars ("USD"), financial
requirements are the USD equivalent in foreign currency. |
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File No. SR-EMCC-2004-04 |
The proposed rule change (which is being made
pursuant to Section 19(b)(2) of the Act), will modify EMCC's
rules (on a permanent basis) with regard to Buy-Ins and Sell-Outs,
conforming EMCC’s Rules to the industry’s shortened time frames.
|
Rule
Filing Approval Notice (Release Not. 34-49952 File No. SR-EMCC-2004-04) |
File No. SR-EMCC-2004-03
Withdrawal: File
No SR_EMCC-2004-03
|
The proposed rule change (which is being made pursuant to
Section 19(b)(2) of the Act), will modify EMCC’s rules with
regard to the financial statements and reports to be provided
to EMCC by applicants that have been in business for less than
two years, and with regard to the financial statements provided
to EMCC by applicants that are bank or trust companies. |
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File No. SR-EMCC-2004-02 |
The proposed rule change (which is being made pursuant to
Section 19(b)(3)(A) of the Act), will modify EMCC's rulesModify
EMCC’s rules with regard to the criteria to be used in approving
a Letter of Credit Issuer. |
Rule
Filing Approval Notice (Release No. 34–49632; File No.
SR–EMCC–2004–02) |
File No.
SR-EMCC-2004-01
Withdrawal: File No SR_EMCC-2004-01 |
The proposed rule change (which is being made pursuant to
Section 19(b)(2) of the Act) will modify EMCC’s Rules with regard
to fines imposed by EMCC. |
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