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2001 Rule Filings

  • File No. SR-EMCC-01-1 - The text of the proposed rule change consists of revisions to Emerging Markets Clearing Corporation’s (“EMCC” or the “Corporation”) Fee Schedule

  • File No. SR-EMCC-01-2 - The proposed rule change consists of (i) a Netting Contract and Limited Cross- Guaranty among The Depository Trust Company (“DTC”), Emerging Markets Clearing Corporation (“EMCC”), Government Securities Clearing Corporation (“GSCC”), MBS Clearing Corporation (“MBSCC”), National Securities Clearing Corporation (“NSCC”) and The Options Clearing Corporation (“OCC”) in the form annexed hereto as Exhibit 2 (the “Multilateral Agreement”), and (ii) Termination Agreements between EMCC and each of NSCC and GSCC, each in the form annexed hereto as Exhibit 3 (collectively, the “Termination Agreements”).

  • File No. SR-EMCC-01-3 - The proposed rule change filed by Emerging Markets Clearing Corporation (“EMCC”) involves proposed arrangements for the integration of EMCC with The Depository Trust & Clearing Corporation (“DTCC”).

  • File No. SR-EMCC-01-4 - Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the “Exchange Act”), Emerging Markets Clearing Corporation (“EMCC”) is filing a proposed rule change regarding liability of EMCC and its affiliated entities. The text of the proposed rule change provides that, notwithstanding any affiliation between EMCC and any other entity, including any clearing agency, except as otherwise provided by written agreement between EMCC and such other entity, (1) EMCC shall not be liable for any obligations of such other entity and the Clearing Fund or other assets of EMCC shall not be available to such other entity, and (2) such other entity shall not be liable for any obligations of EMCC and any assets of such other entity shall not be available to EMCC